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The first test of the drug in humans is known as phase I. It is designed to

find out if the drug is safe rather than whether the drug is effective. Phase I

is also used to learn what drug doses to use in later trials, how the drug is

broken down in the body and excreted, and study short-term side effects.

A phase I trial rarely has more than 100 participants. Often healthy people

are enrolled in phase I trials rather than patients on the assumption that if

the drug has unexpected side effects, healthy people have the best chance of

escaping permanent harm. But on other occasions, as with a drug treating a

serious disease like cancer, phase I subjects may be patients who have failed

standard treatments.

Phase II

If a drug passes the safety tests of phase I, it advances to a phase II trial

with up to 200 participants. The goal of a phase II trial is to learn more about

safety and side effects, sharpen estimates of proper doses, and get an early

appraisal of whether the drug is going to work. This trial is often the first

time a drug is tested in actual patients.

What Are the Different Types of Phase III

Trials?

The phase III trial consists of hundreds or thousands of people. Commonly,

phase III will be conducted at several medical centers to see if people treated

in different locales have similar experiences. The central question of a phase

III trial is whether the drug works. Phase III will also give doctors an

extensive look at the drug’s side effects. There are many different ways of

conducting a phase III trial.

Blinded, randomized trials

Many Phase III trials are randomized, double-blind trials. Randomized means

people are assigned at random either to receive the new drug, the standard

treatment for that disease, or a nonfunctional substitute (such as a sugar

pill). This last group is often called the control group, or the placebo group.

Because phase III must answer definitively whether the drug works, it’s

important to compare people who receive it with others who do not.

A good example of how people are randomly assigned to study groups is the

phase III trial for Herceptin, which treats a form of breast cancer. In this

trial women either received the standard breast cancer treatment with Herceptin

or the standard treatment without Herceptin. In this case, there was no control

group who received just a sugar pill because to do so would be to not treat

women with a potentially fatal illness. In this trial, the women who received

Herceptin with the standard treatment became the test group; the others, the

controls.

Women were assigned at random to the two groups. This means that the average

age of the two groups was roughly similar as was the severity of their cancer so

the results can be compared. If the two groups had differed considerably in age

or health, researchers would not be able to tell if the drug itself was

effective, or if the women in that group were just younger or healthier.

Herceptin’s trial was also considered double-blind, which means that neither

the women nor their doctors knew who was receiving Herceptin. Of course, it is

natural for doctors to want to know what treatments their patients are getting,

and in single-blind trials they do. There, only the trial participants are

unaware of which group they are in. But double-blind trials are considered

better because they prevent doctors from acting on preconceived notions they may

have about whether or not the drug works.

For example, a doctor in the Herceptin trial might have been tempted to offer

extra treatment to participants that weren’t getting Herceptin. But the

physician’s attempt to compensate for the fact that the participant wasn’t

receiving the study drug would have collided with the requirement to keep groups

comparable in everything except who received the new drug. Unintentionally, the

doctor might have interfered with the trial, casting doubt on its conclusions.

This is why it is considered good practice for phase III trials to be

double-blind.

Open trials

Not every trial is blind. In unblinded trials, often described as open

trials, both doctors and participants know what treatments are being given.

Trials of surgical procedures and comparisons of medical devices are often by

nature open. One of the problems with an open drug trial is that many

participants may not want to take placebos, because they presume the drug will

be better. Open trials, like single

The Types of Clinical Trials  was originally published on blackdoctor.org

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